Epic Research complies with various state and central government laws and regulations while delivering its products and services to clients. Epic collects the following information from its clients and potential subscribers –
1. KYC documents (Know Your Client)
2. Client risk profile
The artefacts above are collected to comply with the SEBI investment advisor act of 2013. More details on the act can be found at http://www.sebi.gov.in/cms/sebi_data/attachdocs/1358779330956.pdf
There will be occasions when you have a complaint or a query regarding Epic. In the event of such complaint you should first approach Epic by using one of the methods listed on the client service page located at www.clients.epicresearch.co. However, if you are not satisfied with the response from Epic SEBI takes up complaints against the various intermediaries registered with it and related issues. SCORES facilitates you to lodge your complaint online with SEBI and subsequently view its status SCORES can be located at http://scores.gov.in
Compliance Officer at Epic Research monitors compliance of guidelines, rules, regulations and new updates by SEBI relating to Investment Advisors. Mrs. Ankita Sen accepted the new position on February 6, 2018 and is directly reporting to the board of directors. Ankita holds BBA LLB, 5 Years integrated degree from Symbiosis Law School, Pune. She has past experience of 2.7 Years with a Legal Service Provider Company in Bangalore, where her responsibility was to look after legal and contractual compliance matters. She has deep knowledge of legal obligations and restrictions relation to financial markets. Ankita has been provided responsibility to comply with SEBI guidelines pertaining to KYC, client risk profiling, investment advise record keeping and maintaining high standards of client service and ethical practices by Epic Team. Ankita is company's point of contact for SEBI and is proactively involved in communication with the regulatory authorities. Systems and procedures are accordingly being actively developed to manage the record keeping.